Key Regulators in the Industry

clock

Duration: 15 minutes

clock

CPD Points: 0.25

Course Description

Think of Regulators as the brains of the Finance and Mortgage broking industry. Collectively, regulatory bodies create a framework that promotes ethical conduct, fair competition, and the protection of consumers and the overall financial system. They set standards, monitor compliance, and take enforcement actions to ensure the industry operates with integrity and in the best interests of customers and stakeholders. 

 In this course, we will learn about the significant roles that ASIC, APRA, and AFCA regulators play. 

Course Requirements

This course is great for anyone looking to understand key regulators better.

What you will learn in this course.

Key Regulators in the Industry

Duration

5 mins

5 mins

5 mins

Disclaimer: This training course was prepared by Loan Market Group Pty Limited. It was prepared based on the information available as at 28th November 2023. References to third parties in the training course are not indication of endorsement or approval of those third parties. The training course is for education and personal development purposes, and is not professional advice. While Loan Market Group has used reasonable efforts to ensure that this training course is accurate and up to date, to the extent permitted by law, we make no warranty or representation as to its accuracy, currency or completeness. Before relying on any information discussed in this training course, you must independently verify the currency and accuracy of the information and its relevance.

Key Regulators in the Industry